SFC Licences of ZHANG Zhiyun 張之韵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 30 November 2022 | 10 July 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 October 2022 | 10 July 2023 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 04 October 2021 | 26 August 2022 |
| UBS Securities Hong Kong Limited | RE | 2 | 03 January 2020 | 05 July 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 January 2020 | 05 July 2021 |
| UBS Securities Asia Limited | RE | 2 | 03 January 2020 | 05 July 2021 |
| UBS Securities Asia Limited | RE | 1 | 03 January 2020 | 05 July 2021 |