SFC Licences of YAN Ke 顏克
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 14 December 2020 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 14 December 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 February 2020 | 30 November 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 18 February 2020 | 30 November 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 18 February 2020 | 30 November 2020 |