SFC Licences of KWOK Kai Pong 郭启邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 1 | 17 January 2022 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 14 February 2020 | 31 December 2021 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 14 February 2020 | 28 February 2020 |