SFC Licences of LIAO Jianmin 廖健敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 9 | 24 September 2020 | 30 September 2021 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 24 September 2020 | 30 September 2021 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 24 September 2020 | 30 September 2021 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 02 March 2020 | 07 August 2020 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 02 March 2020 | 07 August 2020 |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 02 March 2020 | 07 August 2020 |