SFC Licences of LAW Tsz Yan 羅梓甄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kaiser Capital Management Limited 嘉信資本管理有限公司 | RE | 4 | 01 February 2023 | 09 June 2023 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 11 May 2020 | 09 June 2023 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 11 May 2020 | 09 June 2023 |