SFC Licences of SHAO Stephen Tian-cheng 邵天誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 June 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 07 June 2021 | |
UBS Securities Hong Kong Limited | RE | 6 | 04 June 2020 | 07 May 2021 |