SFC Licences of TAO Jingxian 陶靜嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 27 September 2022
J.P. Morgan Securities (Far East) Limited RE 4 27 September 2022
J.P. Morgan Securities (Far East) Limited RE 1 27 September 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 12 June 2020 24 July 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 12 June 2020 24 July 2021