SFC Licences of TONG Kwong Yuen, James 唐廣源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 November 2023 | |
UBS Securities Hong Kong Limited | RE | 6 | 06 July 2020 | 25 August 2023 |