SFC Licences of LI Liangde 李亮德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 23 March 2022 | 21 May 2024 |
UBS Securities Hong Kong Limited | RE | 1 | 23 March 2022 | 21 May 2024 |
UBS Securities Asia Limited | RE | 2 | 23 March 2022 | 21 May 2024 |
UBS Securities Asia Limited | RE | 1 | 15 July 2020 | 21 May 2024 |