SFC Licences of LI Liangde 李亮德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 23 March 2022 21 May 2024
UBS Securities Hong Kong Limited RE 1 23 March 2022 21 May 2024
UBS Securities Asia Limited RE 2 23 March 2022 21 May 2024
UBS Securities Asia Limited RE 1 15 July 2020 21 May 2024