SFC Licences of LO Pak Lam 羅柏林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TBP Investment Advisory (HK) Limited | RE | 9 | 15 October 2021 | |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 5 | 22 July 2020 | 12 October 2021 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 22 July 2020 | 12 October 2021 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 22 July 2020 | 12 October 2021 |