SFC Licences of MOORHEAD Jonathan James Stevenson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 14 April 2023 | 22 April 2023 |
| UBS Securities Asia Limited | RE | 1 | 14 April 2023 | 22 April 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 15 July 2020 | 30 June 2022 |
| UBS Securities Asia Limited | RE | 1 | 15 July 2020 | 30 June 2022 |
| UBS Securities Asia Limited | RE | 2 | 15 July 2020 | 30 June 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 15 July 2020 | 30 June 2022 |