SFC Licences of LIU ShaoJie 劉少杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RO | 4 | 23 July 2021 | 31 May 2022 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RO | 4 | 18 January 2021 | 31 May 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 4 | 18 January 2021 | 31 May 2022 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 28 August 2020 | 31 May 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 28 August 2020 | 31 May 2022 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 28 August 2020 | 18 January 2021 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 28 August 2020 | 18 January 2021 |