SFC Licences of NGAI Siu Chung 倪兆宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 9 | 01 December 2021 | |
| Neuberger Berman Asia Limited | RE | 4 | 01 December 2021 | |
| Neuberger Berman Asia Limited | RE | 1 | 01 December 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 12 October 2021 | 22 October 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 12 October 2021 | 22 October 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 October 2021 | 22 October 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 02 September 2020 | 15 July 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 02 September 2020 | 15 July 2021 |