SFC Licences of NG Cheuk Man 吳卓文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 21 January 2021 | 26 February 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 January 2021 | 26 February 2021 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 01 September 2020 | 20 November 2020 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 01 September 2020 | 20 November 2020 |