SFC Licences of YAN Denise 嚴小多
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 October 2023 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 October 2020 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 October 2020 | 18 August 2021 |