SFC Licences of WONG Ka Kiu 黃嘉橋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 16 May 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 September 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 September 2022 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 19 October 2020 | 31 August 2022 |