SFC Licences of XIAO Xiao 肖瀟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 25 January 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 08 September 2021 05 May 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 05 October 2020 15 September 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 05 October 2020 15 September 2021