SFC Licences of TIAN Lun 田倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 17 August 2022 | 31 December 2022 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 17 August 2022 | 31 December 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 21 July 2021 | 31 May 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 21 July 2021 | 31 May 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 25 September 2020 | 11 March 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 25 September 2020 | 11 March 2021 |