SFC Licences of ZHU Peng 祝鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 March 2021 | 15 November 2022 |
UBS Securities Hong Kong Limited | RE | 6 | 30 September 2020 | 28 December 2020 |