SFC Licences of MA Ho Ming 馬浩銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 13 January 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 January 2022 | |
| ICAP Securities Hong Kong Limited | RE | 2 | 28 October 2020 | 03 December 2021 |
| ICAP Securities Hong Kong Limited | RE | 1 | 28 October 2020 | 03 December 2021 |