SFC Licences of NI Xiaoxing 倪曉星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 | RO | 9 | 15 June 2023 | |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 | RO | 4 | 15 June 2023 | |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 | RO | 1 | 15 June 2023 |