SFC Licenceholders of Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司
- Compliance@shzq.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHU Tat Man 朱達文 | RO | 9 | 23 March 2023 | 01 September 2023 |
| CHU Tat Man 朱達文 | RO | 1 | 07 December 2021 | 01 September 2023 |
| CHU Tat Man 朱達文 | RO | 4 | 19 March 2021 | 01 September 2023 |
| CHU Tat Man 朱達文 | RE | 1 | 19 March 2021 | 07 December 2021 |
| FUNG Ching Wan, Jackie 馮青雲 | RO | 9 | 23 March 2023 | |
| FUNG Ching Wan, Jackie 馮青雲 | RO | 4 | 19 March 2021 | |
| FUNG Ching Wan, Jackie 馮青雲 | RO | 1 | 19 March 2021 | |
| LOW Jerry Yee Meng | RO | 1 | 19 March 2021 | 30 May 2022 |
| NI Xiaoxing 倪曉星 | RO | 9 | 15 June 2023 | |
| NI Xiaoxing 倪曉星 | RO | 4 | 15 June 2023 | |
| NI Xiaoxing 倪曉星 | RO | 1 | 15 June 2023 |