SFC Licences of CHEN Shen 陳深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 30 October 2023 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 30 October 2023 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 November 2022 | 06 August 2023 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 4 | 24 October 2022 | 06 August 2023 |
| Swiss China Capital Limited | RE | 4 | 30 December 2020 | 02 October 2022 |