SFC Licences of ZUO Huiying 左慧颖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 17 August 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 17 August 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 August 2022 | |
Merrill Lynch Far East Limited | RE | 1 | 16 February 2021 | 22 April 2022 |
Merrill Lynch Far East Limited | RE | 2 | 16 February 2021 | 22 April 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 February 2021 | 25 February 2022 |