SFC Licences of LI Chao 李超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 June 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 June 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 June 2023 | |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 4 | 06 April 2023 | 18 May 2023 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 06 April 2023 | 18 May 2023 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 20 October 2022 | 20 December 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 20 October 2022 | 20 December 2022 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 17 August 2022 | 20 December 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 04 March 2021 | 20 October 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 04 March 2021 | 20 October 2022 |