SFC Licences of GAO Xinye 高昕燁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 27 January 2022 07 February 2024
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 27 January 2022
CLSA Limited 中信里昂證券有限公司 RE 4 09 February 2021 26 November 2021