SFC Licences of ROARTY Daniel Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 25 May 2022 | 26 May 2022 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 16 November 2021 | 17 November 2021 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 16 June 2021 | 16 June 2021 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 10 March 2021 | 10 March 2021 |