SFC Licences of YENN Ho Yin 嚴浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RE | 1 | 29 August 2023 | 26 September 2023 |
| Mouette Securities Company Limited 海盈證券有限公司 | RE | 4 | 28 April 2021 | 15 June 2022 |
| Mouette Securities Company Limited 海盈證券有限公司 | RE | 1 | 28 April 2021 | 15 June 2022 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 1 | 09 March 2021 | 01 April 2021 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 4 | 09 March 2021 | 01 April 2021 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 9 | 09 March 2021 | 01 April 2021 |