SFC Licences of LI Xiaoran 李曉然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 August 2023 | |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 02 August 2022 | 12 July 2023 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 5 | 02 August 2022 | 12 July 2023 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 02 August 2022 | 12 July 2023 |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 15 July 2022 | 12 July 2023 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 15 July 2022 | 12 July 2023 |
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 3 | 12 August 2021 | 08 April 2022 |
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 2 | 18 March 2021 | 08 April 2022 |
Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 1 | 18 March 2021 | 08 April 2022 |