SFC Licences of LI Xiaoran 李曉然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 August 2023
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 9 02 August 2022 12 July 2023
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 5 02 August 2022 12 July 2023
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 4 02 August 2022 12 July 2023
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RE 2 15 July 2022 12 July 2023
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 15 July 2022 12 July 2023
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 3 12 August 2021 08 April 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 2 18 March 2021 08 April 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 18 March 2021 08 April 2022