SFC Licences of RODFORD Mark Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 01 June 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 June 2023 | |
| UBS Securities Asia Limited | RE | 2 | 18 March 2021 | 22 February 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 18 March 2021 | 22 February 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 March 2021 | 22 February 2023 |
| UBS Securities Asia Limited | RE | 1 | 18 March 2021 | 22 February 2023 |