SFC Licences of NI Hanzi 倪晗子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 | RE | 1 | 31 March 2022 | 12 July 2023 |
| CCB Securities Limited 建行證券有限公司 | RE | 9 | 10 May 2021 | 12 July 2023 |
| CCB Securities Limited 建行證券有限公司 | RE | 4 | 10 May 2021 | 12 July 2023 |