SFC Licences of UM Jun Ho
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 2 | 08 February 2022 | |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 4 | 09 July 2021 | |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 1 | 09 July 2021 | |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 24 June 2021 | 09 July 2021 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 24 June 2021 | 09 July 2021 |