SFC Licences of LAM Ho Yin 林浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 2 | 05 October 2022 | |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 05 October 2022 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 April 2021 | 02 September 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 21 April 2021 | 02 September 2022 |