SFC Licences of ZHU Xingzhu 朱星竺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 26 September 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 September 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 11 July 2022 | 01 August 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 July 2022 | 01 August 2022 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 07 May 2021 | 24 June 2022 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 07 May 2021 | 24 June 2022 |