SFC Licences of ZHAO Yan 赵妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 | RE | 9 | 18 March 2024 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 4 | 18 March 2024 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 18 March 2024 | |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 08 November 2022 | 19 May 2023 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 25 October 2022 | 19 May 2023 |
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 31 August 2021 | 07 October 2022 |