SFC Licences of LI Shang Xian 李尚賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 1 | 19 October 2023 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 01 June 2022 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 19 May 2022 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 19 May 2022 | |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 11 June 2021 | 29 April 2022 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 11 June 2021 | 29 April 2022 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 11 June 2021 | 29 April 2022 |