SFC Licences of MARK Daniel Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RE | 1 | 29 November 2023 | |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 21 July 2021 | 26 January 2022 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 21 July 2021 | 26 January 2022 |