SFC Licences of YANG Shuo Yan 楊碩彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 09 July 2021 | 26 August 2021 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 09 July 2021 | 26 August 2021 |