SFC Licences of CHENG Guo 成果

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 02 November 2021
VMS Securities Limited 鼎珮證券有限公司 RE 1 05 August 2021 24 September 2021
VMS Securities Limited 鼎珮證券有限公司 RE 6 05 August 2021 24 September 2021