SFC Licences of HAU Wai Yin 侯煒然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 02 December 2021 | |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 09 August 2021 | 08 October 2021 |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 09 August 2021 | 08 October 2021 |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 9 | 09 August 2021 | 08 October 2021 |