SFC Licences of LU Wenqi 盧文琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 4 | 25 November 2021 | |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 25 November 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 July 2021 | 11 October 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 July 2021 | 11 October 2021 |