SFC Licences of TAO Zhe 陶喆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 18 May 2023 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 18 May 2023 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 18 May 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 08 September 2021 | 21 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 08 September 2021 | 21 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 September 2021 | 21 November 2022 |