SFC Licences of CHEN Li 陳麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 07 January 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 07 January 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 07 January 2022 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 07 January 2022 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 04 October 2021 | 10 December 2021 |