SFC Licences of CHEN Zhu 陳竹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 October 2023 | 12 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 October 2023 | 12 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 October 2023 | 12 November 2023 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 05 October 2021 | 20 April 2023 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 5 | 05 October 2021 | 20 April 2023 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 05 October 2021 | 20 April 2023 |