SFC Licences of LI Zuming 李祖銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 11 September 2023 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 14 August 2023 | |
| Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 1 | 11 November 2021 | 30 July 2023 |
| Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 4 | 11 November 2021 | 30 July 2023 |