SFC Licences of LIU Siyang 劉斯洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 04 July 2023
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 9 18 November 2021 31 December 2022
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 18 November 2021 31 December 2022