SFC Licences of LONG Jieling 龍杰靈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 13 March 2024 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 13 March 2024 | |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 9 | 20 January 2023 | 13 November 2023 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 4 | 27 July 2022 | 13 November 2023 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 27 July 2022 | 20 January 2023 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RO | 4 | 10 February 2022 | 13 November 2023 |