SFC Licences of NG Wai Yan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 1 | 26 July 2023 | |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 06 December 2021 | 12 July 2023 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 06 December 2021 | 12 July 2023 |