SFC Licences of LIU Yawen 劉亞穩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 25 March 2022 | |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 25 March 2022 | |
Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 25 March 2022 |