SFC Licences of CHUI Shu Him 徐樹謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 19 June 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 19 June 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 June 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 March 2022 | 24 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 16 March 2022 | 24 May 2023 |